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2008/18 Firm fined for advising investors without registration in British Columbia

Stock Market Forums > Securities Regulators > BC Securities Commission > 2008/18 Firm fined for advising investors without registration in British Columbia

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2008/18 Firm fined for advising investors without registration in British Columbia

« on: February 27, 2008, 02:00:47 PM »

2008/18 Firm fined for advising investors without registration

in British Columbia





Vancouver - The British Columbia Securities Commission

has settled with an investment firm that has agreed to pay

$16,250 after admitting to advising investors without proper

registration. MacDougall Investment Counsel Inc., a firm

that holds registration in Quebec and Ontario, admitted in

a settlement agreement with the BCSC that it provided investment ...




http://www.bcsc.bc.ca/release.asp?id=6191


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2008/18 Firm fined for advising investors without registration in British Columbia

« on: February 27, 2008, 02:00:47 PM »


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