Welcome, Guest. Please login or register.

Author Topic: 2008/19 Alberta investment firm fined for advising clients without B.C. registration  (Read 1465 times)

0 Members and 1 Guest are viewing this topic.

The Web Team

  • Hero Member
  • *****
  • Posts: 8755
  • Karma: 14
    • View Profile
    • Qwoter
                                                                   
   
      2008/19 Alberta investment firm fined for advising clients              
   
      without B.C. registration                                                
   
                                                                       
   
   


                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with an Alberta-based investment firm that has              
   
      agreed to pay $92,575 for giving investment advice without              
   
      being registered. CWM Investment Counsel Inc. (CWM), an investment      
   
      firm based in Alberta, admitted in a settlement agreement                
   
      with the BCSC that it had provided investment advice ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6192                    
   
   
The Web Team
Qwoter.com

Tags:
 

Related Topics

  Subject / Started by Replies Last post
0 Replies
1535 Views
Last post January 04, 2008, 12:00:14 PM
by The Web Team
0 Replies
1521 Views
Last post February 11, 2008, 08:00:18 PM
by The Web Team
0 Replies
1456 Views
Last post February 27, 2008, 12:00:47 PM
by The Web Team
0 Replies
1337 Views
Last post February 29, 2008, 03:00:30 PM
by The Web Team
0 Replies
1637 Views
Last post April 09, 2008, 11:01:06 AM
by The Web Team
0 Replies
1672 Views
Last post August 11, 2008, 12:15:06 PM
by The Web Team
0 Replies
1656 Views
Last post August 14, 2008, 02:03:32 PM
by The Web Team
0 Replies
1760 Views
Last post August 15, 2008, 01:03:10 PM
by The Web Team
0 Replies
1672 Views
Last post October 03, 2008, 08:00:29 PM
by The Web Team
0 Replies
2583 Views
Last post December 01, 2008, 11:59:43 AM
by The Web Team