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Author Topic: 2008/47 Brokerage and employee pay $21,050 for selling cease-traded security  (Read 1760 times)

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The Web Team

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      2008/47 Brokerage and employee pay $21,050 for selling cease-traded      
   
      security                                                                
   
                                                                       
   
   


                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with a Vancouver-based investment dealer and                
   
      one of its registered sales people who admitted to trading              
   
      a U.S. over-the-counter security that was subject to a cease            
   
      trade order. Monty Gregory Lorne Montaine, a registered salesperson      
   
      with Global Securities Corporation, manually entered ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6704                    
   
   
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