Welcome, Guest. Please login or register.

Author Topic: 2008/47 Brokerage and employee pay $21,050 for selling cease-traded security  (Read 1044 times)

0 Members and 1 Guest are viewing this topic.

The Web Team

  • Hero Member
  • *****
  • Posts: 8755
  • Karma: 14
    • View Profile
    • Qwoter
                                                                   
   
      2008/47 Brokerage and employee pay $21,050 for selling cease-traded      
   
      security                                                                
   
                                                                       
   
   


                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with a Vancouver-based investment dealer and                
   
      one of its registered sales people who admitted to trading              
   
      a U.S. over-the-counter security that was subject to a cease            
   
      trade order. Monty Gregory Lorne Montaine, a registered salesperson      
   
      with Global Securities Corporation, manually entered ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6704                    
   
   
The Web Team
Qwoter.com

Tags:
 

Related Topics

  Subject / Started by Replies Last post
0 Replies
1059 Views
Last post July 28, 2007, 02:01:05 PM
by The Web Team
0 Replies
573 Views
Last post August 03, 2007, 03:00:52 PM
by The Web Team
0 Replies
528 Views
Last post August 09, 2007, 04:01:04 AM
by The Web Team
0 Replies
491 Views
Last post August 09, 2007, 08:01:03 AM
by The Web Team
0 Replies
537 Views
Last post August 25, 2007, 06:00:58 AM
by Deez
0 Replies
1072 Views
Last post November 21, 2007, 02:21:50 AM
by The Web Team
0 Replies
739 Views
Last post March 29, 2008, 12:00:26 AM
by The Web Team
0 Replies
1108 Views
Last post May 21, 2008, 09:12:18 PM
by The Web Team
0 Replies
962 Views
Last post September 20, 2008, 07:19:21 AM
by The Web Team
0 Replies
1268 Views
Last post December 02, 2008, 12:59:43 AM
by The Web Team