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2008/50 Quebec-based investment firm fined for failing to register in British Columbia

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2008/50 Quebec-based investment firm fined for failing to register in British Columbia

« on: August 11, 2008, 01:15:06 PM »

2008/50 Quebec-based investment firm fined for failing to

register in British Columbia





Vancouver - An investment firm agreed to pay the British

Columbia Securities Commission $13,575 after admitting to

advising investors without proper registration. IA Clarington

Investments Inc., a firm that holds registration in Quebec,

admitted in a settlement agreement with the BCSC that it

had provided investment advice to three B.C. residents ...




http://www.bcsc.bc.ca/release.asp?id=6764


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2008/50 Quebec-based investment firm fined for failing to register in British Columbia

« on: August 11, 2008, 01:15:06 PM »


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