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Author Topic: 2008/50 Quebec-based investment firm fined for failing to register in British Columbia  (Read 1761 times)

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The Web Team

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      2008/50 Quebec-based investment firm fined for failing to                
   
      register in British Columbia                                            
   
                                                                       
   
   


                                                             
   
        Vancouver - An investment firm agreed to pay the British              
   
      Columbia Securities Commission $13,575 after admitting to                
   
      advising investors without proper registration. IA Clarington            
   
      Investments Inc., a firm that holds registration in Quebec,              
   
      admitted in a settlement agreement with the BCSC that it                
   
      had provided investment advice to three B.C. residents ...              
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6764                    
   
   
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