Welcome, Guest. Please login or register.

Author Topic: 2008/52 Firm pays $5,250 to BCSC for advising without registration  (Read 1657 times)

0 Members and 1 Guest are viewing this topic.

The Web Team

  • Hero Member
  • *****
  • Posts: 8755
  • Karma: 14
    • View Profile
    • Qwoter
                                                                   
   
      2008/52 Firm pays $5,250 to BCSC for advising without registration      
   
                                                                       
   
   


                                                             
   
        Vancouver - An Ontario-based investment firm agreed to                
   
      pay a fine and registration fees to the British Columbia                
   
      Securities Commission for engaging in unregistered activity.            
   
      Wirth Associates Inc., an investment counsel and portfolio              
   
      manager registered in Ontario, admitted in a settlement agreement        
   
      with the BCSC that it had conducted transactions for ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6784                    
   
   
The Web Team
Qwoter.com

Tags:
 

Related Topics

  Subject / Started by Replies Last post
0 Replies
879 Views
Last post August 04, 2007, 03:00:59 PM
by The Web Team
0 Replies
1456 Views
Last post February 27, 2008, 12:00:47 PM
by The Web Team
0 Replies
1465 Views
Last post February 27, 2008, 12:00:47 PM
by The Web Team
0 Replies
1337 Views
Last post February 29, 2008, 03:00:30 PM
by The Web Team
0 Replies
1613 Views
Last post May 13, 2008, 11:20:18 PM
by The Web Team
0 Replies
1672 Views
Last post August 11, 2008, 12:15:06 PM
by The Web Team
0 Replies
1760 Views
Last post August 15, 2008, 01:03:10 PM
by The Web Team
0 Replies
1776 Views
Last post August 20, 2008, 12:04:31 PM
by The Web Team
0 Replies
1672 Views
Last post October 03, 2008, 08:00:29 PM
by The Web Team
0 Replies
2583 Views
Last post December 01, 2008, 11:59:43 AM
by The Web Team