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Author Topic: 2008/52 Firm pays $5,250 to BCSC for advising without registration  (Read 2131 times)

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The Web Team

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      2008/52 Firm pays $5,250 to BCSC for advising without registration      
   
                                                                       
   
   


                                                             
   
        Vancouver - An Ontario-based investment firm agreed to                
   
      pay a fine and registration fees to the British Columbia                
   
      Securities Commission for engaging in unregistered activity.            
   
      Wirth Associates Inc., an investment counsel and portfolio              
   
      manager registered in Ontario, admitted in a settlement agreement        
   
      with the BCSC that it had conducted transactions for ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6784                    
   
   
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