Welcome, Guest. Please login or register.

Author Topic: 2008/65 Quebec-based investment firm fined for advising in B.C. without registration  (Read 2099 times)

0 Members and 1 Guest are viewing this topic.

The Web Team

  • Hero Member
  • *****
  • Posts: 8755
  • Karma: 14
    • View Profile
    • Qwoter
                                                                   
   
      2008/65 Quebec-based investment firm fined for advising in              
   
      B.C. without registration                                                
   
                                                                       
   
   


                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with a Quebec-based investment firm that agreed              
   
      to pay $19,825 in fines and fees for advising clients without            
   
      being registered. Lester Asset Management Inc., an investment            
   
      counsel and portfolio manager registered in Quebec, admitted            
   
      in a settlement agreement with the BCSC that it ...                      
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6943                    
   
   
The Web Team
Qwoter.com

Tags:
 

Related Topics

  Subject / Started by Replies Last post
0 Replies
1860 Views
Last post August 07, 2007, 01:47:25 PM
by The Web Team
0 Replies
1930 Views
Last post January 04, 2008, 12:00:14 PM
by The Web Team
0 Replies
1948 Views
Last post February 11, 2008, 08:00:18 PM
by The Web Team
0 Replies
1889 Views
Last post February 27, 2008, 12:00:47 PM
by The Web Team
0 Replies
1925 Views
Last post February 27, 2008, 12:00:47 PM
by The Web Team
0 Replies
1691 Views
Last post February 29, 2008, 03:00:30 PM
by The Web Team
0 Replies
2104 Views
Last post August 11, 2008, 12:15:06 PM
by The Web Team
0 Replies
2131 Views
Last post August 14, 2008, 02:03:32 PM
by The Web Team
0 Replies
2245 Views
Last post August 15, 2008, 01:03:10 PM
by The Web Team
0 Replies
3324 Views
Last post December 01, 2008, 11:59:43 AM
by The Web Team