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2008/65 Quebec-based investment firm fined for advising in B.C. without registration

Stock Market Forums > Securities Regulators > BC Securities Commission > 2008/65 Quebec-based investment firm fined for advising in B.C. without registration

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2008/65 Quebec-based investment firm fined for advising in B.C. without registration

« on: October 03, 2008, 09:00:29 PM »

2008/65 Quebec-based investment firm fined for advising in

B.C. without registration





Vancouver - The British Columbia Securities Commission

has settled with a Quebec-based investment firm that agreed

to pay $19,825 in fines and fees for advising clients without

being registered. Lester Asset Management Inc., an investment

counsel and portfolio manager registered in Quebec, admitted

in a settlement agreement with the BCSC that it ...




http://www.bcsc.bc.ca/release.asp?id=6943


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2008/65 Quebec-based investment firm fined for advising in B.C. without registration

« on: October 03, 2008, 09:00:29 PM »


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