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Author Topic: 2008/65 Quebec-based investment firm fined for advising in B.C. without registration  (Read 1673 times)

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The Web Team

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      2008/65 Quebec-based investment firm fined for advising in              
   
      B.C. without registration                                                
   
                                                                       
   
   


                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with a Quebec-based investment firm that agreed              
   
      to pay $19,825 in fines and fees for advising clients without            
   
      being registered. Lester Asset Management Inc., an investment            
   
      counsel and portfolio manager registered in Quebec, admitted            
   
      in a settlement agreement with the BCSC that it ...                      
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6943                    
   
   
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