2008/79 Investment firm fined for breaching BCSC cease trade order

2008/79 Investment firm fined for breaching BCSC cease trade order





Vancouver - The British Columbia Securities Commission

has settled with an Ontario-based investment firm that admitted

to allowing one of its employees to trade in securities that

were under a cease trade order. On June 5, 2008, the BCSC

issued a cease trade order (CTO) against GeoGlobal Resources

Inc., an Alberta-based oil and gas exploration company ...




http://www.bcsc.bc.ca/release.asp?id=7158

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Investment firm fined for failing to register in British Columbia Started by The Web Team BC Securities Commission	0 Replies 1939 Views	January 04, 2008, 12:00:14 PM by The Web Team
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2008/50 Quebec-based investment firm fined for failing to register in British Columbia Started by The Web Team BC Securities Commission	0 Replies 2111 Views	August 11, 2008, 12:15:06 PM by The Web Team
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Investment firm fined for failing to register in British Columbia

Started by The Web Team BC Securities Commission

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