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Author Topic: Investment firm fined for failing to register in British Columbia  (Read 1636 times)

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The Web Team

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      Investment firm fined for failing to register in British Columbia        
   
                                                                       
   
   


                                                             
   
        Vancouver - An investment firm agreed to pay the British              
   
      Columbia Securities Commission $74,050 after admitting to                
   
      advising investors without proper registration. Dorchester              
   
      Investment Management, a firm that holds registration in                
   
      Quebec and Ontario, admitted in a settlement agreement with              
   
      the BCSC that it had provided investment advice to B.C. investors ...    
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6055                    
   
   
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