NASD Corporate Phone Directory
http://Http://WWW.NASD.COMCentral Registration Depository/Public Disclosure Department --------------------------------------------------------------------------------
(301) 590-6500
General Inquiries
Member Firm and Representative Registration Requirements
Exam Information
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Main NASD Phone Number: (301) 590-6500
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NASD Liaison Program
Contact your local district office for your assigned liaison.
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Dispute Resolution Offices
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(212) 858-4400
Arbitration
Mediation
Dispute Resolution Rules
Dispute Resolution Uniform Forms Package
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NASD District Offices
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NASD District Office Directory Member Firm Compliance and Examination
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NASD Bookstore (MediaSource)
(240) 386-4200 Publications
Subscriptions
Investor Information
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NASD Qualifications Department
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(301) 590-6500
Direct questions on the substantive content of any NASD-administered exam.
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Office of the Ombudsman
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(888) 700-0028
Independent assistance resolving problems with the NASD or its subsidiaries
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Order Audit Trail System (OATS)
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(800) 321-NASD
For NASD member firm assistance with OATS.
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NASD BrokerCheck Hotline
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(800) 289-9999
Check Member Firm and Representative Disclosure Information
What is Disclosable?
NASD BrokerCheck General Information
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Web CRD
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(301) 590-6500
For NASD Member Firm assistance with the Web CRD system
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Web-Based FOCUS
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(800) 321-NASD
For NASD Member Firm assistance with the Web-Based FOCUS system
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TRACE
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(866) 776-0800
For NASD Member Firm assistance with TRACE