Below is a list of firms and individuals who have been accepted to serve as either a DAD or a PAL for an OTCQX listed company. A DAD/PAL must be either a securities attorney in good standing with his or her state bar or an investment bank that is a NASD member firm. For more information about DADs or PALs, please see www.otcqx.com DESIGNATED ADVISORS FOR DISCLOSURE (DADs) & PROPOSED ADVISORS FOR LISTING (PALs) Bank of New York
Depositary Receipts Division
101 Barclay Street
22nd Floor
New York, NY 10286
USA
Website:
www.adrbny.com Company Contact: Jason Paltrowitz
Email:
jpaltrowitz@bankofny.comEllenoff Grossman & Schole LLP
370 Lexington Avenue
New York, NY 10017
USA
Phone: (212) 370-1300
Website:
www.egsllp.com Company Contact: Douglas Ellenoff
Email:
ellenoff@egsllp.comSichenzia Ross Friedman Ference LLP
1065 Ave. of the Americas
New York, NY 10018
USA
Phone: 212-930-9700
Website:
http://www.srffllp.com/ Company Contact: Richard Friedman
Email:
rfriedman@srff.comWyatt, Tarrant & Combs, LLP
PNC Plaza
500 West Jefferson Street
Louisville, KY 40202
USA
Phone: (502) 562-7234
Company Contact: Robert Lytton Maddox
Email:
rmaddox@wyattfirm.comMerriman Curhan Ford & Co.
600 California
9th Floor
San Francisco, CA 94102
USA
Phone: 415-248-5614
Website:
www.merrimanco.com Company Contact: Stephen Nash
Email:
snash@mcfco.comRoth Capital Partners, LLC
24 Corporate Plaza -200
Newport Beach, CA 92660
USA
Phone: 949-720-5703
Website:
http://www.rothcp.com/ Company Contact: Aaron Gurewitz
Email:
agurewitz@rothcp.comSanders Morris Harris
600 Travis, Suite 3100
Houston, TX 77002
USA
Phone: 713-224-3100
Website:
www.smhgroup.com Company Contact: John Unger
Email:
john.unger@smhgroup.com