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Author Topic: OTCQX DESIGNATED & PROPOSED ADVISORS FOR LISTINGS  (Read 1665 times)
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The Web Team
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« on: February 24, 2007, 11:09:04 PM »

Below is a list of firms and individuals who have been accepted to serve as either a DAD or a PAL for an OTCQX listed company. A DAD/PAL must be either a securities attorney in good standing with his or her state bar or an investment bank that is a NASD member firm. For more information about DADs or PALs, please see www.otcqx.com

DESIGNATED ADVISORS FOR DISCLOSURE (DADs) & PROPOSED ADVISORS FOR LISTING (PALs)

Bank of New York
    Depositary Receipts Division
    101 Barclay Street
    22nd Floor
    New York, NY 10286
    USA
    Website: www.adrbny.com
    Company Contact: Jason Paltrowitz
    Email: jpaltrowitz@bankofny.com


Ellenoff Grossman & Schole LLP
    370 Lexington Avenue
    New York, NY 10017
    USA
    Phone: (212) 370-1300
    Website: www.egsllp.com
    Company Contact: Douglas Ellenoff
    Email: ellenoff@egsllp.com


Sichenzia Ross Friedman Ference LLP
    1065 Ave. of the Americas
    New York, NY 10018
    USA
    Phone: 212-930-9700
    Website: http://www.srffllp.com/
    Company Contact: Richard Friedman
    Email: rfriedman@srff.com


Wyatt, Tarrant & Combs, LLP
    PNC Plaza
    500 West Jefferson Street
    Louisville, KY 40202
    USA
    Phone: (502) 562-7234
    Company Contact: Robert Lytton Maddox
    Email: rmaddox@wyattfirm.com


Merriman Curhan Ford & Co.
    600 California
    9th Floor
    San Francisco, CA 94102
    USA
    Phone: 415-248-5614
    Website: www.merrimanco.com
    Company Contact: Stephen Nash
    Email: snash@mcfco.com


Roth Capital Partners, LLC
    24 Corporate Plaza -200
    Newport Beach, CA 92660
    USA
    Phone: 949-720-5703
    Website: http://www.rothcp.com/
    Company Contact: Aaron Gurewitz
    Email: agurewitz@rothcp.com


Sanders Morris Harris
    600 Travis, Suite 3100
    Houston, TX 77002
    USA
    Phone: 713-224-3100
    Website: www.smhgroup.com
    Company Contact: John Unger
    Email: john.unger@smhgroup.com








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