SEC, DTC & NASD

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[1] Dallas securities fraud investigation targets former SEC lawyer

[2] SEC Encouraging Electronic Shareholder Forums

[3] SEC charges ex-NFL player with fraud

[4] SEC Charges 38 Defendants in Multi-Million Dollar Stock Loan Scams

[5] Smart Online chief, brokers accused of stock fraud

[6] Pump-And-Dump Scheme - Guilty

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