Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody
Federal court enjoins Cary G. Brody, Colonial Investment Management LLC and Colonial Fund for illegal trading; orders payment of over $1.4 million in disgorgement; orders Brody to pay a civil penalty.
http://www.sec.gov/litigation/litreleases/2009/lr21123.htm
Topic: Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody
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