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Author Topic: Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody  (Read 1535 times)

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Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody
     


Federal court enjoins Cary G. Brody, Colonial Investment Management LLC and Colonial Fund for illegal trading; orders payment of over $1.4 million in disgorgement; orders Brody to pay a civil penalty.
     

http://www.sec.gov/litigation/litreleases/2009/lr21123.htm
     
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