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Author Topic: Daryn P. Fleming and Mathew C. Bruce  (Read 861 times)

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Daryn P. Fleming and Mathew C. Bruce
« on: May 01, 2009, 12:01:06 PM »
Daryn P. Fleming and Mathew C. Bruce
     


The Securities and Exchange Commission ("SEC") announced that on April 14, 2009, the Honorable Robert H. Whaley of the United States District Court for the Eastern District of Washington entered final judgments against Defendants Daryn P. Fleming and Mathew C. Bruce in the above captioned matter, to which Defendants Fleming and Bruce consented, without either admitting or denying the SEC's allegations against them. The final judgments permanently enjoin Defendants Fleming and Bruce from violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The final judgment against Defendant Fleming also prohibits Fleming from acting as the officer or director of any public company, and orders that Fleming pay disgorgement totaling $20,844 in ill-gotten gains, $3,865 in prejudgment interest, and a $35,000 civil penalty.
     

http://www.sec.gov/litigation/litreleases/2009/lr21021.htm
     
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