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Author Topic: Jamie L. Solow  (Read 1519 times)

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Jamie L. Solow
« on: May 15, 2008, 06:32:38 PM »
Jamie L. Solow
     

Federal court orders Jamie L. Solow to pay over $6 million in disgorgement and penalties for violating the antifraud provisions and aiding and abetting violations of various broker-dealer net capital, books and records, and reporting provisions of the federal securities laws.
     

http://www.sec.gov/litigation/litreleases/2008/lr20580.htm
     
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