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Author Topic: Joseph A. Ferona, Jr.  (Read 998 times)

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Joseph A. Ferona, Jr.
« on: January 25, 2008, 05:00:59 PM »
Joseph A. Ferona, Jr.
     


The Securities and Exchange Commission announced that on January 23, 2008, the United States District Court for the District of Utah entered a Final Judgment against Michael K. Openshaw for violating Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-14, 13b2-1 and 13b2-2 thereunder, and for aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder.
     

http://www.sec.gov/litigation/litreleases/2008/lr20440.htm
     
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