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Author Topic: Joseph A. Fontanetta et al.  (Read 1712 times)

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The Web Team

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Joseph A. Fontanetta et al.
« on: November 06, 2009, 05:01:05 PM »
Joseph A. Fontanetta et al.
     


On September 24, 2009, following a ten day trial, including three days of deliberation, the jury in the Commission's civil action against Joseph A. Fontanetta pending in the United States District Court for the Southern District of New York informed the court that it was deadlocked and was unable to reach a verdict. The Court declared a mistrial and set a re-trial date of November 16, 2009. On November 2, 2009, the Commission and the Defendant entered into joint stipulation resulting in the dismissal of the case.
     

http://www.sec.gov/litigation/litreleases/2009/lr21287.htm
     
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oneand

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Re: Joseph A. Fontanetta et al.
« Reply #1 on: November 10, 2009, 11:26:58 AM »
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

SECURITY AND EXCHANGE COMMISSION,
Plaintiff,
v.
Joseph A. Fontanetta,
Defendant.
08 Civ. 5110 (JSR)
ECF Case

STIPULATION OF VOLUNTARY DISMISSAL
   The parties stipulate and agree to the voluntary dismissal of this action pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(ii) as set forth below.

IT IS HEREBY STIPULATED AND AGREED that the claims of the Plaintiff Securities and Exchange Commission against Defendant Joseph A. Fontanetta pending in the above captioned matter shall hereby be dismissed with prejudice, with the parties to bear their own costs, disbursements and attorney’s fees and expenses.
IT IS SO STIPULATED.
Dated: 10/29/2009      

            G. Jeffrey Boujoukos (admitted pro hac vice)
            Scott A. Thompson (admitted pro hac vice)
            Jennifer L. Crawford (admitted pro hac vice)
            Securities and Exchange Commission
            701 Market Street, Suite 2000
            Philadelphia, PA  19106

            Attorneys for Plaintiff
            Securities and Exchange Commission

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