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Author Topic: K.W. Brown and Company, et al.  (Read 885 times)

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K.W. Brown and Company, et al.
« on: January 09, 2008, 10:59:30 AM »
K.W. Brown and Company, et al.
     


The Securities and Exchange Commission announced that on December 19, 2007, the Honorable Linnea R. Johnson, United States Magistrate Judge for the Southern District of Florida, entered judgments against K.W. Brown & Company (Brown & Co.), 21st Century Advisors, Inc. (21st Century) (collectively, the Advisers), K.W. Brown Investments, Inc. (Brown Investments), Kenneth Brown (Ken Brown), Wendy Brown and Michael Cimilluca (Cimilluca), finding them liable for violations of the anti-fraud and books and records provisions of the federal securities laws, after a nine day bench trial that commenced on September 10, 2007.
     

http://www.sec.gov/litigation/litreleases/2008/lr20425.htm
     
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