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Author Topic: LandOak Securities, LLC; Patrick L. Martin; and Michael A. Atkins  (Read 1615 times)

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LandOak Securities, LLC; Patrick L. Martin; and Michael A. Atkins
     


On May 22, 2008, the Securities and Exchange Commission ("Commission") filed a Complaint for Injunctive and Other Relief ("Complaint") in the United States District Court for the Eastern District of Tennessee against LandOak Securities, LLC ("LandOak Securities"); Patrick L. Martin ("Martin"); and Michael A. Atkins ("Atkins"). LandOak Securities is a registered investment adviser and broker-dealer based in Knoxville, Tennessee. Martin is an owner and associated person of LandOak Securities. Atkins is a former owner and associated person of LandOak Securities.
     

http://www.sec.gov/litigation/litreleases/2008/lr20597.htm
     
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