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Author Topic: SEC Settles Fraud Charges With Former CEO of Energytec, Inc.  (Read 941 times)

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SEC Settles Fraud Charges With Former CEO of Energytec, Inc.
     


SEC sues Gabelli Funds LLC former portfolio manager Marc Gabelli and chief operating officer Bruce Alpert for securities fraud in connection with an undisclosed market timing arrangement; Gabelli Funds LLC agrees to pay $16 million to settle SEC charges in related administrative proceeding.
     

http://www.sec.gov/litigation/litreleases/2008/lr20538.htm
     
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