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Author Topic: Commission upholds IDA panel ruling on registrant's suspension  (Read 1612 times)

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The Web Team

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      Commission upholds IDA panel ruling on registrant's suspension          
   
                                                                       
   
   


                                                             
   
        Vancouver - A British Columbia Securities Commission panel            
   
      upheld a ruling by the Investment Dealers Association of                
   
      Canada that resulted in a two-month suspension of a mutual              
   
      fund salesperson. On Nov. 27, 2007, a commission panel held              
   
      a hearing to review an IDA panel's decision regarding the                
   
      suspension of David Michael Michaels, a mutual fund salesperson ...      
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6054                    
   
   
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