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NASD Contact Information
« on: February 25, 2007, 07:28:47 AM »
NASD Corporate Phone Directory  http://Http://WWW.NASD.COM

Central Registration Depository/Public Disclosure Department
 

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(301) 590-6500
General Inquiries
Member Firm and Representative Registration Requirements
Exam Information
 

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Main NASD Phone Number: (301) 590-6500
 

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NASD Liaison Program
Contact your local district office for your assigned liaison.
 

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Dispute Resolution Offices
 

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(212) 858-4400
Arbitration
Mediation
Dispute Resolution Rules
Dispute Resolution Uniform Forms Package
 

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NASD District Offices
 

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NASD District Office Directory Member Firm Compliance and Examination
 

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NASD Bookstore (MediaSource)
 
 
(240) 386-4200 Publications
Subscriptions
Investor Information
 

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NASD Qualifications Department
 

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(301) 590-6500
Direct questions on the substantive content of any NASD-administered exam.
 

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Office of the Ombudsman
 

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(888) 700-0028
Independent assistance resolving problems with the NASD or its subsidiaries
 

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Order Audit Trail System (OATS)
 

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(800) 321-NASD
 For NASD member firm assistance with OATS.
 

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NASD BrokerCheck Hotline
 

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(800) 289-9999
Check Member Firm and Representative Disclosure Information
What is Disclosable?
NASD BrokerCheck General Information
 

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Web CRD
 

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(301) 590-6500
For NASD Member Firm assistance with the Web CRD system
 

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Web-Based FOCUS
 

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(800) 321-NASD
 For NASD Member Firm assistance with the Web-Based FOCUS system
 

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TRACE
 

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(866) 776-0800
For NASD Member Firm assistance with TRACE 
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