Welcome, Guest. Please login or register.

Author Topic: Aura Financial Services, Inc., Ronald E. Hardy, Jr., Peter C. Dunne, Qais R. Bhavnagari, Dipin Malla, Sandeep Singh, and Raymond Rapaglia  (Read 1908 times)

0 Members and 1 Guest are viewing this topic.

The Web Team

  • Hero Member
  • *****
  • Posts: 8755
  • Karma: 14
    • View Profile
    • Qwoter
Aura Financial Services, Inc., Ronald E. Hardy, Jr., Peter C. Dunne, Qais R. Bhavnagari, Dipin Malla, Sandeep Singh, and Raymond Rapaglia
     


The Securities and Exchange Commission ("Commission") announced today that on June 11, 2009, it filed a Complaint in the United States District Court for the Southern District of Florida against Aura Financial Services, Inc. (Aura), an Alabama corporation headquartered in Birmingham, Alabama, and six of its current and former registered representatives, Ronald E. Hardy, Jr. (Hardy), Peter C. Dunne (Dunne), Qais R. Bhavnagari (Bhavnagari), Dipin Malla (Malla), Sandeep Singh (Singh), and Raymond Rapaglia (Rapaglia).
     

http://www.sec.gov/litigation/litreleases/2009/lr21081.htm
     
The Web Team
Qwoter.com

Tags:
 

Related Topics

  Subject / Started by Replies Last post
0 Replies
1773 Views
Last post August 24, 2007, 06:00:54 PM
by The Web Team
0 Replies
1439 Views
Last post November 13, 2007, 05:00:36 PM
by The Web Team
0 Replies
1164 Views
Last post April 09, 2008, 11:00:53 AM
by The Web Team
0 Replies
3509 Views
Last post August 08, 2008, 03:14:23 PM
by The Web Team
0 Replies
940 Views
Last post December 11, 2008, 12:30:04 PM
by The Web Team
0 Replies
943 Views
Last post April 09, 2009, 11:01:09 AM
by The Web Team
0 Replies
1584 Views
Last post September 02, 2009, 05:01:07 PM
by The Web Team
0 Replies
1328 Views
Last post September 21, 2009, 03:01:10 PM
by The Web Team
0 Replies
1396 Views
Last post October 13, 2009, 02:01:08 PM
by The Web Team
0 Replies
1239 Views
Last post October 13, 2009, 02:01:09 PM
by The Web Team