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Author Topic: Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.  (Read 1262 times)

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Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.
     


Jury trial results in verdict for SEC and against former CEO of Kmart; former CFO settles prior to trial.
     

http://www.sec.gov/litigation/litreleases/2009/lr21066.htm
     
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